Risk Management & Compliance Executive

Nationality     :    Singaporean/PR

Salary Range   :    S$ Negotiable

Gender          :    M/F

Requirements :

- University graduate with at least 3 years in the financial services industry with compliance/audit experience preferred
- Good knowledge of MAS and FAA rules and regulations
- Professional Qualifications preferred eg FChFP, CFP, ChFC, CMFAS Modules 5,8,9, HI, FNA, CGI
- Analytical, meticulous and capable problem-solver
- Self-motivated, initiative and independent
- Committed and hard working
- Fluent communicator
- Bilingual
- Excellent written skills



Other Criteria :

- Provide advice to business on regulatory requirements and general compliance matters
- Vet all product related materials to ensure compliance with all applicable regulations
- Provide advice on regulatory requirements regarding product distribution issues
- Conduct compliance examination to assess and monitor that the business operates within internal and external rules
- Identify key risk and compliance indicators and devise monitoring mechanism to mitigation/control measures
Prepare management report on compliance matters
- Conduct compliance training

We invite interested applicants for the above position to email your detailed resume and cover letter stating the current and expected salaries to resume@ahr.com.sg

Or by post to:
Alliance Human Resources Pte Ltd
141 Middle Road, GSM Building #03-03,
Singapore 188976

All information will be treated with strictest confidence. We regret that only short-listed applicants will be notified.

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